HHS Protection of Conscience Regulation (2008-2011)
U.S. Department of Health and Human Services
Ensuring That Department of Health and Human Services Funds Do Not 
	Support Coercive or Discriminatory Policies or Practices in Violation of 
	Federal Law  
                    Comment by HHS on Final Rule (2008)
                    Federal Register / Vol. 73, No. 245 / Friday, December 19, 2008 
	/ Rules and Regulations:
	Part VI, 
	78072-78101. 
                     
					
				
				
    Note:
        This submission refers to a regulation issued in December, 2008 by the Bush Administration that was eviscerated by the Obama Administration and re-issued in February, 2011. [See current regulation.]
        Headings/comments in [square brackets] 
	added by Project Administrator for convenience.
III.    Legal Authority
	
	On the basis of the following statutory authority, the Secretary promulgates 
	these regulations, requiring certification of compliance with 
	anti-discrimination statutes.
	
	5 U.S.C. 301 empowers the head of an 
	Executive department to prescribe regulations ''for the government of his 
	department, the conduct of its employees, the distribution and performance 
	of its business, and the custody, use, and preservation of its records, 
	papers, and property.''
	The Church 
	Amendments, 42 U.S.C.300a-7 (2000), prohibit recipients of 
	Department funding under the PHS Act and several other statutes from 
	discriminating against employees and others who participate in health 
	service programs or research activities funded in whole or part by the 
	Department who refuse to perform certain medical services, including 
	sterilization, abortion, or research activities because of religious or 
	moral beliefs. 
	Specifically, section 300a-7(c)(1)(A) and (B) provides that recipients 
	may not discriminate in the employment of or the extension of staff 
	privileges to any health care professional because he refused, because of 
	his religious beliefs or moral convictions, to perform or assist in the 
	performance of any sterilization or abortion procedures. 
	Section 300a-7(d) provides that no individual shall be required to 
	perform or assist in the performance of any health service program or 
	research activity funded in whole or part by the Department contrary to his 
	religious beliefs or moral convictions.6
	PHS Act § 245, 42 
	U.S.C. 238n (1996),prohibits the Federal government and any State or 
	local government that receives federal financial assistance from 
	discriminating against any healthcare entity (including both individual and 
	institutional providers) on the basis that, among other things, the entity 
	refuses to (1) receive training in abortion; (2) provide abortion 
	training;(3) perform abortions; (4) provide referral for such abortions; and 
	(5) provide referrals for abortion training.42 U.S.C. 238n(a).
	The Weldon Amendment, 
	Consolidated Appropriations Act, 2008,Public Law 110-161, § 508(d), 121 
	Stat.1844, 2209 (2008), prohibits a federal agency or program, or any State 
	or local government from receiving Department funds if such agency, program, 
	or government subjects any institutional or individual health care entity to 
	discrimination on the basis that the health care entity does not provide, 
	pay for, provide coverage of, or refer for abortions. These statutory 
	provisions require that the Department and recipients of Department funds 
	refrain from discriminating against institutional and individual health care 
	entities for their participation or refusal to participate in certain 
	medical services or research activities funded by the federal government. 
	The Department has authority to promulgate regulations to enforce these 
	prohibitions. Finally, the Department also has the legal authority to 
	require that recipients certify their compliance with these proposed 
	requirements and to require their subrecipients to likewise certify their 
	compliance with these proposed requirements.
	We respond to the Comment on the Department's legal authority to 
	promulgate these regulations in section H (General Comments) of the Comments 
	section
	above. 
	
	IV.    Section-by-Section Description of the Final Rule
	Section 88.1 Purpose
	
	Proposed Rule: In the proposed rule, the ''Purpose'' section set 
	forth the objective that this final rule provides for the implementation and 
	enforcement of federal nondiscrimination statutes protecting the conscience 
	rights of health care entities. It also states that the statutory provisions 
	and regulations contained in this Part are to be interpreted and implemented 
	broadly to effectuate these protections.
    The Department received no 
	Comments on this section.
	Final Rule: The Department adopts this provision as recommended in 
	the proposed rule without modification.
	
	Section 88.2 Definitions
	Assist in the Performance
	
	Proposed Rule: The Department, in considering how to interpret the 
	term' 'assist in the performance,'' sought to provide broad protection for 
	individuals. At the same time, the Department sought to guard against 
	potential abuses of these protections by limiting the definition of ''assist 
	in the performance'' to only those individuals who have a reasonable 
	connection to the procedure, health service or health service program, or 
	research activity to which they object.
    Therefore, the Department proposed 
	to interpret this term broadly, as encompassing individuals who are members 
	of the workforce of the Department-funded entity performing the 
	objectionable procedure. When applying the term ''assist in the 
	performance'' to members of an entity's workforce, the Department proposed 
	that the term be limited to participation in any activity with a reasonable 
	connection to the objectionable procedure, including referrals, training, 
	and other arrangements for the procedure, health service, or research 
	activity. For example, an operating room nurse would assist in the 
	performance of surgical procedures; an employee whose task it is to clean 
	the instruments used in a particular procedure would also be considered to 
	assist in the performance of the particular procedure under the proposed 
	rule.
	The Department responds to Comments on the proposed definition of this 
	term
	
	above.
	Final Rule: The Department adopts the above definition as 
	proposed.
	Health Care Entity/Entity
	
	Proposed Rule: While both PHS Act§ 245 and the Weldon Amendment 
	provide examples of specific types of protected individuals and health care 
	organizations, neither statute provides an exhaustive list of such health 
	care entities.
	
	PHS Act § 245 defines ''healthcare entity'' as ''includ[ing] an 
	individual physician, a postgraduate physician training program, and a 
	participant in a program of training in the health professions.'' As a 
	matter of statutory construction as well as long standing Departmental 
	interpretation, the definition of ''health care entity'' in PHS Act § 245 
	also encompasses institutional entities, such as hospitals and other 
	entities. 
	The Weldon Amendment defines the term ''healthcare entity'' as 
	''includ[ing] an individual physician or other healthcare professional, a 
	hospital, a provider sponsored organization, a health maintenance 
	organization, a health insurance plan, or any other kind of health care 
	facility, organization, or plan.'' 
	The Church Amendment does not define the term ''entity,'' and does not 
	use the term ''health care entity.'' In keeping with the definitions inPHS 
	Act § 245 and the Weldon Amendment, the Department proposed to define 
	''health care entity'' to include the specifically mentioned types of 
	individuals and organizations from the two statutes, as well as other types 
	of entities referenced in the Church Amendments. 
	The Department responds to Comments on the proposed definition of this 
	term above.
	Final Rule: The Department adopts the proposed definition without 
	modification. It is important to note that the Department does not intend 
	for this to be a comprehensive list of relevant types of individuals and 
	organizations for purposes of the regulation, but merely a list of examples.
	Health Service/Health 
	Service Program
	
	Proposed Rule: One of the provisions in the Church Amendments uses 
	the term ''health service,'' another uses the term ''health service 
	program.'' The Church Amendments do not define these terms, nor does the 
	Public Health Service Act define ''health service program.'' In developing 
	an appropriate definition for ''health service program,'' the proposed rule 
	looked at the Social Security Act.
	
	Section 1128B(f)(1) of the Social Security Act, 42 U.S.C. 1320a-7b(f)(1), 
	defines a similar term, ''federal health care program'', as ''any plan or 
	program that provides health benefits, whether directly, through insurance, 
	or otherwise, which is funded directly, in whole or in part, by the United 
	States Government.'' Building on this broad definition, it was proposed that 
	the term ''healthservice program'' should be understood to include an 
	activity related in any way to providing medicine, health care, or any other 
	service related to health or wellness, including programs where the 
	Department provides care directly (e.g., Indian Health Service); programs 
	where grants pay for the provision of health services (e.g., Administration 
	for Children and Families programs such as the Unaccompanied Refugee Minor 
	and the Division of Unaccompanied Children Services programs and HRSA 
	programs such as community health centers); programs where the Department 
	reimburses another entity that provides care (e.g., Medicare); and health 
	benefit programs where federal funds are used to provide access tohealth 
	coverage (e.g., SCHIP, Medicaid, and Medicare Advantage).
	The Department responds to Comments on the proposed definition of this 
	term above.
	Final Rule: Upon further reflection, the Department has determined 
	that the meaning of the term ''health service'' is self-evident, and so we 
	do not adopt a definition for ''health service'' in this final rule.
	Final Rule: The Department adopts the above definition without 
	modification.
	Individual
	
	Proposed Rule: For the purposes of the new proposed part, the 
	proposed rule defined ''individual'' to mean a member of the workforce (see 
	definition of ''workforce'' below) of an entity or 
	health care entity. One conscience clause of the Church Amendments, 42U.S.C. 
	300a-7(d), provides that ''[n]o individual shall be required to perform or 
	assist in the performance of any part of a health service program or 
	research activity funded in whole or in part under a program administered by 
	the Secretary of Health, Education and Welfare [Secretary of Health and 
	Human Services] if his performance or assistance in the performance of such 
	part of such program or activity would be contrary to his religious beliefs 
	or moral convictions.'' (Emphasis added.)
    The Department responds to 
	Comments on the proposed definition of this ter	above.
	Final Rule: The Department adopts the above definition as 
	proposed.
	Instrument
	
	Proposed Rule: The proposed rule uses the term ''instrument'' to mean 
	the variety of means by which the Department conveys funding and resources 
	to organizations, including: grants, cooperative agreements, contracts, 
	grants under a contract, and memoranda of understanding. The proposed 
	definition of ''instrument'' was intended to include all means by which the 
	Department conveys funding and resources.
    No Comments were received on the 
	definition of this term.
	Final Rule: The Department adopts the above definition without 
	modification.
	Recipient
	
	Proposed Rule: The proposed rule defined this term to mean any entity 
	that receives Department funds directly.
	
	The Department responds to Comments on the proposed definition of this 
	term.
	Final Rule: The Department adopts this definition as proposed
	
	Sub-recipient
	
	Proposed Rule: The proposed rule defined this term to mean any entity 
	that receives Department funds indirectly through a recipient or 
	subrecipient.
	
	The Department responds to Comments on the proposed definition of this 
	term above.
	Final Rule: The Department adopts this definition as proposed.
	Workforce
	
	Proposed Rule: In the proposed rule we defined the term ''workforce'' 
	as including employees, volunteers, trainees, and other persons whose 
	conduct, in the performance of work for an entity, is under the control 
	orauthority of such entity, whether or notthey are paid by the 
	Department-funded entity. The definition was drawn from the ''Administrative 
	Data Standards and Related Requirements'' rules implementing the Health 
	Insurance Portability and Accountability Act (HIPAA), 45 CFR parts 160, 162, 
	and164 (2006) at 45 CFR 160.103.
    In keeping with this definition, persons 
	and organizations under contract with an entity, if they are under the 
	control or authority of the entity, would be considered members of the 
	entity's workforce. 
	The Department responds to Comments on the proposed definition of this 
	term
	
	above.
	Final Rule: In response to public Comments on this issue, we have 
	provided an exclusive definition of the term ''workforce'' by changing' 
	'includes'' to ''means'' in the definition. 
	In defining both ''individual'' and ''workforce,'' the Department 
	promulgates definitions that provide a reasonable scope for the natural 
	persons protected by 42 U.S.C. 300a-7(d) and the corresponding provisions of 
	these regulations. By limiting the scope of persons protected by these 
	regulations to those who are under the control or authority of an entity 
	that implements a health service program or research activity funded in 
	whole or in part under a program administered by the Department, we provide 
	the bright line necessary for Department-funded entities subject to the 
	applicable Church Amendment provisions to set policies or otherwise take 
	steps to secure conscience protections within the workplace and, thus, to 
	comply with the Church Amendment and these regulations. 
	As indicated in the proposed rule-and consistent with the scope of the 
	Church Amendments, which include physicians and other health care providers 
	that have privileges with an entity receiving funding from the Department-we 
	intended the concept of ''workforce'' to include physicians and other health 
	care providers who have privileges at the entity funded by the Department. 
	After publication of the proposed rule, it came to the Department's 
	attention that the language of the ''workforce'' definition may not be clear 
	on this issue. Accordingly, to ensure clarity on this point, we are revising 
	the definition of ''workforce'' by adding at the end ''or health care 
	providers holding privileges with the entity''.
	Section 88.3 Applicability
	
	Proposed Rule: The ''Applicability'' section of the proposed rule 
	directs individuals and entities receiving funds from the Department to the 
	appropriate sections of proposed section 88.4 that set forth the relevant 
	requirements, drawn from the three statutes that form the basis of this 
	regulation, that are applicable to them and also directed to the provisions 
	regarding certifications that the various recipients of federal monies must 
	provide.
    Final Rule: In this final rule, we have included a 
	technical correction in section 88.3 clarifying that educational 
	institutions, teaching hospitals, and programs for the training of health 
	care professionals or health care workers shall comply with section 
	88.4(c)(2),which prohibits discrimination against or denial of admission to 
	applicants' 'because of reluctance or willingness to counsel, suggest, 
	recommend, assist, or in any way participate in the performance of abortions 
	or sterilizations contrary to or consistent with the applicant's religious 
	beliefs or moral convictions'' in accordance with PHS Act § 245. 42 U.S.C. 
	300a-7(e).Apart from this change, we have adopted this provision as 
	recommended in the proposed rule.
	Section 88.4 
	Requirements and Prohibitions
	
	Proposed Rule: The ''Requirementsand Prohibitions'' section in the 
	proposed rule explains the obligations that the Church Amendments, PHS Act§ 
	245, and the Weldon Amendment impose on entities which receive funding from 
	the Department, depending on the type of entity and the program or statute 
	under which the funding is received. These provisions are taken from the 
	relevant statutory language and make up the elements of the certification 
	provided by the entities. The proposed rule states that we intend for the 
	requirements and prohibitions to be interpreted using the definitions 
	contained in section 88.2.
    Final Rule: The final rule adopts this 
	provision without change.
	Section 88.5 
	Written Certification of Compliance
	
	Proposed Rule: In the ''WrittenCertification of Compliance'' section 
	of the proposed rule, the Department proposed to require certain recipients 
	and sub-recipients of Department funds to certify compliance with the Church 
	Amendments, PHS Act § 245, and the Weldon Amendment, as applicable, and to 
	provide for the affected recipients and sub-recipients requirements for 
	collecting, maintaining, and submitting written certifications.
    We are 
	concerned that there is a lack of knowledge on the part of States, local 
	governments, and the health care industry of the rights of health care 
	entities created by, and the corresponding obligations imposed on the 
	recipients of certain federal funding by, the nondiscrimination provisions. 
	Under the proposed rule, recipients of federal funds would be required to 
	submit their certifications directly to the Department as part of the 
	instrument or in a separate writing signed by the recipients' officer or 
	other person authorized to bind the recipient. They would also be required 
	to collect and maintain certifications by sub-recipients who receive 
	Department funds through them. 
	The proposed regulation would require that entities certify in writing 
	that they will operate in compliance with the Church Amendments, PHS Act§ 
	245, and the Weldon Amendment as applicable. Certification provides a 
	demonstrable way of ensuring that the recipients of such funding know of, 
	and attest that they will comply with, the applicable nondiscrimination 
	provisions. 
	Sub-recipients of federal funds-entities that will receive federal funds 
	indirectly through another entity (a recipient or other sub-recipient)-would 
	be required to provide certification as set out in the ''Subrecipient'' 
	subsection of the' 'Certification of Compliance'' section, and submit them 
	to the recipients through which they receive Department funds for 
	maintenance.
	Although it would be collected and maintained by the recipient, this 
	certification by subrecipients would be a certification addressed to the 
	Department, not to the recipients collecting the certification. Recipients 
	would be expected to comply with requirements for retention of and access to 
	records set forth in 45 CFR74.53. 
	While all recipients and subrecipients of Department funds are required 
	to comply with the Church Amendments, PHS Act § 245, and the Weldon 
	Amendment, as applicable, section 88.5(e), as proposed, would contain 
	several important exceptions to the proposed requirement to provide the 
	written certification, including individual physicians, physician offices, 
	other health care practitioners, and other participants in Part B of the 
	Medicare program; (2) physicians, physician offices, or other health care 
	practitioners participating in Part C of the Medicare program, when such 
	individuals or organizations are subrecipients of Department funds through a 
	Medicare Advantage plan; and (3) subrecipients of State Medicaid programs 
	(i.e., any entity that is paid for services by the State Medicaid program).
	
	While other providers participating in the Medicare program as well as 
	State Medicaid programs would be required to submit written certification of 
	compliance to the Department, the large number of entities included in the 
	categories of providers listed above (e.g., individual physicians, physician 
	offices, other health care practitioners, and subrecipients of State 
	Medicaid programs) would have posed significant implementation hurdles for 
	Departmental components and programs. Furthermore, the Department believed 
	that, due primarily to their generally smaller size, the excepted categories 
	of recipients and subrecipients of Department funds in the above categories 
	would be less likely to encounter the types of issues sought to be addressed 
	in this regulation.
	However, we noted in the proposed rule that excepted providers may become 
	subject to the proposed written certification requirement by receiving 
	Department funds under a separate agency or program. For example, under the 
	proposed rule, a physician office participating in Medicare Part B may 
	become subject to the proposed written certification requirement by 
	receiving Department funds to conduct clinical research. We noted, however, 
	that the State Medicaid programs would be responsible for ensuring the 
	compliance of their sub-recipients as part of ensuring that the State 
	Medicaid program is operated consistent with applicable nondiscrimination 
	provisions.
	Final Rule: Partly in Response to suggestions received in Response 
	to solicitation of public Comment on this issue (see the Department 
	Responses to the Comments on the proposed certification requirement above), 
	HHS has determined to make further exceptions to the certification 
	requirements in section 88.5 in the final rule. 
	Exceptions from the written certification requirement are included for 
	Departmental grant programs whose purpose is unrelated to health care 
	provision, including economic assistance, and which do not involve medical 
	research or the involvement of health care providers, and which are unlikely 
	to involve referral for provision of health care. These programs often 
	involve funding to States and other governments for non-health care 
	purposes, and/or cash assistance or vouchers, rather than direct services by 
	a funded entity, to individuals. These programs are unlikely to involve 
	Department funds being used for medical research, the participation of 
	health care providers or referral to health care providers. As a 
	consequence, these programs are also unlikely to encounter the circumstances 
	contemplated by this regulation, and therefore the assurance of compliance 
	represented by a certification is not considered necessary by the Department 
	for such programs. 
	Programs excepted under this provision include certain current programs 
	administered by the Administration for Children and Families, including 
	Low-Income Home Energy Assistance Program, Assets for Independence, the 
	Child Care and Development Fund, Job Opportunities for Low-Income 
	Individuals, Mentoring Children of Prisoners, and programs overseen by the 
	Office of Child Support Enforcement, as well as certain current programs 
	administered by the Administration on Aging. Finally, an exception to the 
	written certification requirement of section 88.5 has been included for 
	Indian Tribes and Tribal Organizations when contracting with the Indian 
	Health Service under the Indian Self-Determination and Education Assistance 
	Act.
	As stated in the proposed rule, individual Department components have 
	been tasked with determining how best to implement the written certification 
	requirements set out in this regulation in a way that ensures efficient 
	program operation. To this end, Department components have been given 
	discretion to phase in the written certification requirement by no later 
	than the beginning of the next federal fiscal year following the effective 
	date of the regulation. 
	Finally, we have reorganized the wording of the written certifications in 
	section 88.5 for purposes of clarity and to more closely track the language 
	of the health care conscience protection laws. Recipients are expected to 
	comply with the records retention and access requirements in 45 CFR 74.53, 
	45 CFR92.42, 45 CFR 96.30, and any other applicable requirements.
	Section 88.6 
	Complaint Handling and Investigating
	
	Proposed Rule: This section did not appear in the proposed rule.
    
	Final Rule: We have included a new section 88.6 to clarify, as was 
	stated in the preamble to the proposed rule, that the HHS Office for Civil 
	Rights (OCR) has been designated to receive complaints of discrimination and 
	coercion based on the health care conscience protection statutes and this 
	regulation. OCR will coordinate handling of complaints with the staff of the 
	Departmental programs from which the entity, with respect to which a 
	complaint has been filed, receives funding (i.e., Department funding 
	component).
	
	V.    Analysis of Economic 
	Impacts
	Executive 
	Order 12866-Regulatory Planning and Review
	
	HHS has examined the economic implications of this final rule as required by 
	Executive Order 12866. Executive Order 12866 directs agencies to assess all 
	costs and benefits of available regulatory alternatives and, when regulation 
	is necessary, to select regulatory approaches that maximize net benefits 
	(including potential economic, environmental, public health and safety, and 
	other advantages; distributive impacts; and equity). Executive Order 12866 
	classifies a rule as significant if it meets any one of a number of 
	specified conditions, including: having an annual effect on the economy of 
	$100 million, adversely affecting a sector of the economy in a material way, 
	adversely affecting competition, or adversely affecting jobs. A regulation 
	is also considered a significant regulatory action if it raises novel legal 
	or policy issues. HHS has determined that, although this final rule is not 
	economically significant, it is a significant regulatory action as defined 
	by Executive Order 12866.
    
    
        [Inadequate Cost/Benefit Analysis]
    
        Comment: One Comment stated that HHS did not provide an adequate cost 
	benefit analysis as required by E.O.12866. The Comment pointed out that the 
	Department concluded that the rule is a significant regulatory action but 
	did not undertake a more formal analysis.
    Response: HHS disagrees.
	
	Our conclusion, based on the analysis of impacts of the proposed rule, 
	was that the rule was not economically significant. Therefore, the 
	assessment of potential costs and benefits provided was sufficient to meet 
	the requirements of the Executive Order.
	Comment: Two Comments stated HHS's analysis was inadequate in 
	that it did not consider the costs of additional health care or other 
	impacts on patients and employers because various definitions had been 
	broadened.
Another Comment stated that HHS did not asses the effects on 
	public health resulting from a decrease in access to care.
	Response: HHS disagrees. 
	As stated previously, the Department does not agree that the 
	interpretation of the terms used in this rule have been broadened or that 
	the scope of the laws were expanded. Nor does HHS agree that this rule would 
	cause changes in staffing or other processes beyond those changes entities 
	have already incurred in order to comply with existing statutes. 
	This final rule does not limit patient access to health care, but rather 
	implements existing federal laws. Thus, we have not changed our analysis in 
	Response to this Comment. 
	An underlying assumption of this regulation is that the health care 
	industry, including entities receiving Department funds, will benefit from 
	more diverse and inclusive work forces by informing health care workers of 
	their rights and fostering an environment in which individuals from many 
	different faiths and philosophical backgrounds are encouraged to 
	participate. As a result, we cannot accurately account for all of the 
	regulation's future benefits, but the Department is confident that the 
	future benefits will exceed the costs of complying with the regulation.
	Comment: One Comment suggested that the number of affected 
	entities suggests that the benefits will not exceed the costs of complying 
	with the regulation. The Commenter provided no clarification and no data to 
	support this statement.
Response: The Department has not revised 
	its analysis in Response to this Comment. The statutes mandating the 
	requirements for protecting health care workers as discussed in this rule 
	have been in effect for a number of years. Therefore, the regulatory burden 
	associated with this rule is largely associated with the incremental costs 
	of certifying to the Federal government and the cost of collecting and 
	maintaining records of certification statements from sub-recipients. We 
	entities that would be required to certify to be 571,947 (see Table I).[7]
	This estimate has been revised from the proposal to reflect new 
	exceptions to the certification requirement for recipients of ACF, AOA, and 
	IHS funds. We do not distinguish between recipients and subrecipients of HHS 
	funding. Each entity could be a recipient, a sub-recipient, or both.
	The Department envisions three subcategories of potential costs for 
	recipients and sub-recipients of Department funds: (1) Direct costs 
	associated with the act of certification;(2) Direct costs associated with 
	collecting and maintaining certifications made by sub-recipients; and (3) 
	indirect costs associated with certification. 
	In the analysis to the proposed rule, we explained that indirect costs 
	associated with the certification requirement might include costs for such 
	actions as staffing/scheduling changes and internal reviews to assess 
	compliance. We further explained that there is insufficient data to estimate 
	the number of funding recipients not currently compliant with the Church 
	Amendments, PHS Act § 245, or the Weldon Amendment. 
	We received no Comments indicating that there were any funding recipients 
	not currently compliant. Therefore, we continue to assume that, because 
	together these three federal statutes have been inexistence for many years, 
	the incremental indirect costs of certification will be minimal for 
	Department funding recipients.
	Comment: Four Commenters argued against our administrative cost 
	estimates associated with the certification process. These Comments stated 
	that the analysis of the proposed rule did not sufficiently account for the 
	cost of collecting, maintaining, and submitting written certifications. 
	However, the Comments provided no new information or data.
Response:
	HHS disagrees. In determining the costs associated with collecting and 
	maintaining the certification, we reviewed the analysis and regulatory costs 
	associated with or conducted for several other similar certification 
	requirements for HHS programs. The Comments did not provide any new 
	information or data nor did they suggest any activities for which we did not 
	already account in the analysis. Thus, we have not changed the analysis in 
	Response to these Comments. 
	The direct cost of certification is the cost of reviewing the 
	certification language, reviewing relevant entity policies and procedures, 
	and reviewing files before signing. We estimate that each of the 571,947 
	entities will spend an average of 30 minutes on these activities. Although 
	some entities may need to sign a certification statement more than once, we 
	assume that the entity will only carefully review the language, procedures 
	and their files before signing the initial statement each year. We assume 
	the cost of signing subsequent statements to be small. 
	Some existing HHS certification forms specify the certification statement 
	should be signed by the CEO, CFO, direct owner, or Chairman of the Board. 
	According to Bureau of Labor Statistics wage data, the mean hourly wage for 
	occupation code 11-1011, Chief Executives, is $72.77. We estimate the loaded 
	rate to be $145.54. Thus, the cost associated with the act of certification 
	is $41.6 million (571,947 × .5 × $145.54).The direct cost of collecting and 
	maintaining certifications made by subrecipients is estimated as the labor 
	cost. We assume that each of the 63,741 grant awardees and 4,245 contractors 
	doing business with HHS have at least one sub-recipient. We also assume 
	that, on average, each grant awardee and contractor will spend one hour 
	collecting and maintaining certifications made by sub-recipients. The mean 
	hourly wage for office and administrative support occupations, occupation 
	code 43-0000, is $15.00, or $30 loaded. Thus the cost of collecting and 
	maintaining records is estimated to be $2 million (67,986 entities × 1 hour× 
	$30).
	Comment: One Comment suggested the analysis should consider the 
	legal fees likely to flow from litigation over the proposed regulations.
	Response: HHS disagrees. In assessing the costs and benefits of 
	regulations, the government assumes compliance. Thus, the amount of 
	litigation is assumed to be minimal and very difficult to predict. The total 
	quantifiable costs of the regulation are estimated to be $43.6million each 
	year.
	
	Congressional Review Act
	
	The Congressional Review Act defines a ''major rule'' as ''any rule that the 
	Administrator of the Office of Information and Regulatory Affairs (OIRA) of 
	the Office of Management and Budget finds has resulted in or is likely to 
	result in-(A) an annual effect on the economy of $100,000,000 or more; (B) a 
	major increase in costs or prices for consumers, individual industries, 
	federal, State, or local government agencies, or geographic regions; or 
	(C)significant adverse effects on competition, employment, investment, 
	productivity, innovation, or on the ability of United States-based 
	enterprises to compete with foreign based enterprises in domestic and export 
	markets.'' 5 U.S.C. 804(2).
	
	Based on OMB's review of the rule under Executive Order 12866, the 
	Administrator of OIRA has determined that this rule is not a major rule for 
	purposes of the Congressional Review Act. This finding of the Administrator 
	is not subject to judicial review. 5 U.S.C.805.
	
	Regulatory Flexibility Act
	
	HHS has examined the economic implications of this final rule as required by 
	the Regulatory Flexibility Act (5 U.S.C. 601-612). If a rule has a 
	significant economic impact on a substantial number of small entities, the 
	Regulatory Flexibility Act requires agencies to analyze regulatory options 
	that would lessen the economic effect of the rule on small entities. This 
	will not impose significant costs on small entities. Therefore, the 
	Secretary certifies that this rule will not result in a significant impact 
	on a substantial number of small entities.
    Comment: One Comment 
	suggested HHS should assess the impact on small entities who will incur 
	costs to hire new staff and make staffing changes to accommodate objections 
	by workforce members.
	Response: HHS acknowledges that there may be indirect costs 
	associated with the certification requirement including costs for such 
	actions as staffing/scheduling changes and internal reviews to assess 
	compliance. As stated in the proposed rule, there continues to be 
	insufficient data to estimate the number of funding recipients not currently 
	compliant with the Church Amendments, PHS Act § 245, or the Weldon 
	Amendment. Because together these three federal statutes have been 
	inexistence for many years, we expect the incremental and indirect costs of 
	certification to be minimal for Department funding recipients. HHS received 
	no Comments on this assumption. Therefore, we continue to conclude that 
	these indirect costs of certification will be minimal.
	
	
	Unfunded Mandates Reform 
	Act of 1995
	
	Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4)requires 
	cost-benefit and other analyses before any rulemaking if the rule would 
	include a ''Federal mandate that may result in the expenditure by State, 
	local, and tribal governments, in the aggregate, or by the private sector, 
	of $100,000,000 or more (adjusted annually for inflation) in any 1 year.'' 
	The current inflation adjusted statutory threshold is about$115 million. HHS 
	has determined that this final rule would not constitute a significant rule 
	under the Unfunded Mandates Reform Act.
    
	Federalism
	
	Executive Order 13132 establishes certain requirements that an agency must 
	meet when it promulgates a final rule that imposes substantial direct 
	requirement costs on state and local governments, preempts State law, or 
	otherwise has federalism implications.
    All three statutes implemented 
	through this regulation-the Church Amendments, PHS Act § 245, and the Weldon 
	Amendment-impose restrictions on States, local governments, and public 
	entities receiving funds from the Department, including under certain 
	Department implemented statutes. Insofar as these regulations impact State 
	and local governments in addition to those impacts caused by the 
	statutoryprovisions, they do so only to the extent that States and local 
	governments are required to submit certifications of compliance with the 
	statutes and this regulation, as applicable. 
	Since we expect the recipients of Department funds to comply with 
	existing federal law, we anticipate the impact on States and local 
	governments of the certification requirement to be negligible. The 
	Department received Comments from a number of States, State officials, or 
	components of State governments on the proposed rule. The Department 
	considered those Comments in finalizing the rule.
	
	
	Assessment of Federal Regulation and Policies on Families
	
	Section 654 of the Treasury and General Government Appropriations Act of 
	1999 requires federal departments and agencies to determine whether a 
	proposed policy or regulation could affect family well-being. If the 
	determination is affirmative, then the Department or agency must prepare an 
	impact assessment to address criteria specified in the law.
    Comment:
	Several Comments disagreed with the Department's assertion in the 
	proposed rule that the regulation will not have an impact on family 
	well-being. Another Commenter stated that the Treasury and General 
	Government Appropriations Act of 1999 requires the Department to determine 
	if the proposed rule would affect family well-being. The Commenter stated 
	that if family well-being is affected, the Department must provide an impact 
	assessment of these effects. The Commenter also stated that the proposed 
	rule does not adequately address the impact on family well being.
	Response: The Department disagrees.
	This final rule defines certain key terms, ensures that recipients of 
	Department funds know about their legal obligations under existing federal 
	health care provider conscience protection provisions, and requires written 
	certification by certain recipients that they will comply with such 
	provisions, as applicable. As stated above, the rule does not expand the 
	scope of existing federal health care conscience protection laws, nor does 
	it create new barriers to health care access that might have an impact on 
	family well-being. The Department finds that this rule does not affect 
	family well-being within the meaning of meaning of section 654 of the 
	Treasury and General Government Appropriations Act, 1999, enacted as part of 
	the Omnibus Consolidated and Emergency Supplemental Appropriations Act, 1999 
	(Pub. L. 105-277, 112 Stat. 2681).
	
	VI.    Paperwork Reduction 
	Act of 1995
	
	HHS received Comments on the burden associated with the written 
	certification requirements contained in sections 88.5(a), (c) and (d) of 
	this final rule and are therefore soliciting Comments on the information 
	collection requirements associated with this rule, consistent with the 
	Paperwork Reduction Act of 1995.
    To obtain or retain federal funding for 
	various activities, the Department requires the certification of all 
	recipients and sub-recipients of Department funding. The certification and 
	associated documents are necessary to ensure that recipients and 
	subrecipients of federal funds comply with federal anti-discrimination law.
	Likely respondents to this certification requirement include all entities 
	required to certify as estimated in the EO 12866 analysis listed above, 
	which provides a high estimate of571,947 recipients and sub-recipients. As 
	outlined above, it will take an estimated 30 minutes for each recipient and 
	sub-recipient to review the relevant language and provide the relevant 
	certifications as well as, in the case of recipients, to collect and 
	maintain certifications by sub-recipients, as applicable. 
	The Department therefore estimates the annual aggregate burden to collect 
	the information to be as follows: 
	
		- The Department is seeking public Comments on the proposed data 
		collection associated with this final rule through a 60-day Federal 
		Register notice. Interested persons are invited to send Comments 
		regarding this burden estimate or any other aspect of this collection of 
		information, including any of the following subjects:
			- (1) The necessity and utility of the proposed information 
			collection for the proper performance of the agency's functions;
- (2) the accuracy of the estimated burden; 
- (3) ways to enhance the quality, utility, and clarity of the 
			information to be collected; and 
- (4) the use of automated collection techniques or other forms of 
			information technology to minimize the information collection 
			burden. This final rule becomes effective 30 days after publication. 
			However, affected parties do not have to comply with the information 
			collection requirements in the final rule until the Department of 
			Health and Human Services publishes in the Federal Register the 
			control numbers assigned by the Office of Management and Budget 
			(OMB). Publication of the control numbers notifies the public that 
			OMB has approved these information collection requirements under the 
			Paperwork Reduction Act of 1995.